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SEC and CFTC Announce Historic Memorandum of Understanding Between Agencies The two agencies have entered into a MOU to guide coordination and collaboration to support lawful innovation, uphold market integrity, and e...

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About - SEC.gov

The SEC serves as the investor's advocate and seeks the best and brightest talent to join its team. Learn more about SEC employment qualifications and the benefits of working at the SEC.

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Reports and Publications - SEC.gov

Feb 11, 2026 · Reports and Publications This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occas...

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Press Releases - SEC.gov

6 days ago · Official announcements highlighting recent actions taken by the SEC and other newsworthy information. To view Press Releases prior to 2012, view the Press Release Archive.

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Newsroom - SEC.gov

Apr 2, 2026 · The SEC is hosting a roundtable to discuss listed options market structure, including facilitating competition in a quote-driven market, the customer experience, and opportunities and challenges for cont...

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Enforcement and Litigation - SEC.gov

The SEC’s civil law enforcement authority enables the Commission to hold violators of the federal securities laws accountable for their misconduct and recover money for the benefit of harmed investors. While SEC inves...

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Resources for Investors - SEC.gov

The SEC provides a variety of services and tools to help people invest wisely and avoid fraud. Visit the agency's Investor.gov website, review investor alerts and bulletins, and check your investment professional.

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Rules and Regulations - SEC.gov

The SEC rulemaking process under the federal securities laws is designed to solicit significant public input and undergo rigorous analysis before any regulatory change takes effect. A need for rulemaking can be identi...

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Submit Filings - SEC.gov

SEC Forms Index A list of PDF versions of the SEC forms used in public filings along with the rules, regulations, and schedules associated with these forms.